Regulatory Reporting

SEC’ securities lending regulation – Rule 10c-1a and implications

22 Nov 2023

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an opaque securities lending market and limited availability of securities lending data publicly are big concerns to the regulators. In alignment wi...

SEC’ securities lending regulation – Proposed rules and implications

20 Oct 2022

Securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but an opaque securities lending market and limited availability of securities lending data publicly are big concerns to the regulators. In alignment with D...

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Emergence of Conversational Agents in Investment Banking

10 Jun 2020

Investment banks continue to be under pressure due to regulatory changes, declining revenues, and rising costs. Revenues generated by 12 biggest investment banks from trading and advisory operations are down by 11% for first six months of 2019, according to Financial Times article. COVID-19 pandemic will impact investment banks due to significantl...